Search for: "Diversified Trading Company, LLC"
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26 Nov 2009, 4:30 am
The SEC also named several other Cook and Kiley entities as relief defendants: Basel Group LLC, Crown Forex LLC, Market Shot LLC, PFG Coin and Bullion, Oxford FX Growth L.P., Oxford Global FX LLC, Oxford Global Managed Futures Fund L.P., UBS Diversified FX Advisors LLC, and UBS Diversified FX Management LLC. [read post]
5 Dec 2021, 9:50 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
21 May 2018, 12:08 pm
Secondary Market Listing Price According to Central Trade & Transfer, a secondary market website, shares of Black Creek Diversified Property Fund are listed for just $7.00 per share. [read post]
31 Mar 2017, 6:34 am
Secondary Market Offer According to Central Trade & Transfer, a secondary market website, shares of Dividend Capital Diversified Property Fund are listed for just $7.01 per share. [read post]
30 Oct 2023, 1:15 pm
The Securities and Exchange Commission charged BlackRock Advisors, LLC, an investment adviser, for failing to accurately describe investments in the entertainment industry that comprised a significant portion of a publicly traded fund it advised. [read post]
25 Oct 2023, 12:36 pm
The Securities and Exchange Commission charged BlackRock Advisors, LLC, an investment adviser, for failing to accurately describe investments in the entertainment industry that comprised a significant portion of a publicly traded fund it advised. [read post]
4 Apr 2018, 7:11 am
(NYSE American: LTS, LTS PrA)(“Ladenburg”), a publicly-traded, diversified financial services company, today announced that the Ladenburg Institute of Women & Finance (LIWF) has entered into a strategic partnership with The W Source™, a nationwide networking organization for female professionals. [read post]
13 Jul 2018, 9:21 am
The purchase of ‘units” in a Limited Liability Company (LLC) are considerably more risky than traditional investments such as stocks, bonds, or mutual funds. [read post]
25 Jan 2024, 6:06 pm
In contrast, alternative investments, including non-traded business development companies and interval funds, outpaced non-traded REITs, raising over $35 billion in 2023. [read post]
11 Aug 2010, 4:50 pm
The Trade Secret companies voluntarily filed for chapter 11 bankruptcy protection on July 6, 2010 in Delaware. [read post]
20 Nov 2016, 12:50 pm
New Mountain Finance Corporation (NYSE: NMFC) is a closed-end, non-diversified management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940, according to their website. [read post]
19 Aug 2014, 3:20 pm
The TEI fund is considered a non-diversified, closed-end management investment company that was created to serve as a feeder fund for The Endowment (Offshore TEI) Fund, Ltd. [read post]
17 Dec 2021, 3:48 pm
As an individual investor, you know that you should only invest money you can afford to lose, and you know you should diversify your portfolio. [read post]
19 Feb 2017, 12:14 pm
Its affiliated broker-dealer, FS Investment Solutions, LLC distributes its offerings. [read post]
25 Jul 2012, 12:16 pm
The new offering of Dividend Capital, LLC stock shares is being held as a way for the company to offer liquidity in its non-traded REIT shares. [read post]
3 Nov 2022, 11:00 pm
In some circumstances, foreign investors even have tax benefits (compared to local investors) for trading credits that are documented in the form of securities. [read post]
18 Dec 2013, 9:22 am
A Unit Investment Trust (UIT) is a type of Investment Company that offers redeemable units in a diversified portfolio of securities. [read post]
20 Apr 2021, 9:33 am
The company initially said last June it intended to raise up to $8.6 million with nearly 1.3 million shares of Series C common stock priced between $5 to $7 per share. [read post]
29 Nov 2016, 2:02 pm
Carey Credit Income Fund (CCIF) is a non-traded business development company (BDC) managed by affiliates of W. [read post]
25 Jul 2012, 12:16 pm
The new offering of Dividend Capital, LLC stock shares is being held as a way for the company to offer liquidity in its non-traded REIT shares. [read post]